Monthly Archives: May 2015

23 Quick Compliance Tips

At the NAPFA Conference earlier this month I gave a presentation on compliance.  I was unaware that in the back of the room Samantha Allen, a reporter for Financial Planning magazine, was taking notes.  Below are the tips she posted on … Continue reading

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Cybersecurity – use of free wi-fi

At the NAPFA Spring conference this week, it was mentioned several times that advisors may not be taking cybersecurity seriously.  They think it won’t happen to them – as do many of their clients. This information can be used by both you … Continue reading

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Cybersecurity- Education

Recently I discussed adding client information about cybersecurity in your newsletter.  I will be blogging about topics and content you can use.  Sheryl Rowling’s recent guest blog in Investment News has some information you could include.  Follow the link to … Continue reading

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