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Monthly Archives: May 2020
10 Remote Compliance Best Practices
from Cipperman Compliance Services Today, we offer our “Friday List,” an occasional feature summarizing a topic significant to investment management professionals interested in regulatory issues. Our Friday Lists are an expanded “Our Take” on a particular subject, offering our unique … Continue reading
Update on PPP disclosure
FA Advisor magazine UPDATE TO THIS ARTICLE – THE DEADLINE TO RETURN HAS BEEN EXTENDED TO 5/14/20 Also, if you need to disclose the PPP loan on your ADV Part 2, it must be done within 30 days. I believe … Continue reading
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Tagged ADV Part 2, compliance, Investment Advisor, PPP loans
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