Monthly Archives: November 2016

DoL – should I continue to prepare?

Posted on November 16, 2016 by cindihill

There is a lot of talk about whether President-elect Trump will stop the DoL Fiduciary Rule.  As Michael Kitces mentioned in his column last week: “Because the reality is that while the rule will not be enforced until next April – after … Continue reading →

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Preparing for Preliminary Renewal Reports

Posted on November 11, 2016 by cindihill

Time to prepare for the 2017 Renewals.  The Preliminary Renewal Statement will be ready for viewing on Monday, November 14th.   You may want to confirm that the states in which you are registered or noticed filed (if you are … Continue reading →

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Email Scams – what to look for

Posted on November 1, 2016 by cindihill

Email “phishing” scams have become fairly prevalent.  I have received several of them in the past week.  It is important that you and your staff be aware of what to look for so that your data doesn’t become a victim … Continue reading →

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