Monthly Archives: May 2016

Do you limit what employees can access via the Internet?

Spent some time last week with an IT consultant.  I’ll have more information on that next week.  In the meantime, one of the suggestions is that you should consider limiting what employees can access via the internet on company computers … Continue reading

Posted in Uncategorized | Tagged , , | Leave a comment

Is Sending a Fax Secure?

If you use a hardwired fax machine – those communications are deemed to be secure. However, if you use an electronic fax service, those faxes may or may not be secure. If the fax is sent via email to your … Continue reading

Posted in Uncategorized | Tagged , , , , , | Leave a comment

California RIAs – Exam update

As previously discussed in my blog on February 4, 2016  the California Department of Business Oversight has hired eighteen new examiners.  In the past several months, I have seen several deficiency letters from these examiners.  One thing that keeps coming … Continue reading

Advertisement

Posted in Uncategorized | Tagged , , | Leave a comment