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Monthly Archives: March 2017
Wire transfers – things to consider
Some things to consider when you receive a request for a wire transfer or check from a client: Confirm the request with the client via phone BEFORE you send them anything to sign. If a hacker is controlling their email, … Continue reading
DOL Proposes 60-day Fiduciary Rule Delay
The Department of Labor released a proposed rule to extend the applicability date of its fiduciary rule under ERISA. The proposal includes a 15-day comment period and would extend the rule’s April 10 compliance date to June. 9. Fred Reish, … Continue reading
Hill Compliance Advisors' Blog 