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March 2014 M T W T F S S 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Archives
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Monthly Archives: March 2014
Technology Compliance Suggestions from Bill Winterberg
For those of you that don’t follow Bill Winterberg’s blog at FPPad.com, I suggest you start. This week’s video blog available at FPPad.com/123 has several great suggestions for compliance concerns such as bring your own device (personal use of mobile … Continue reading
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Tagged compliance, Compliance Testing, Investment Advisor, Social Media
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