Monthly Archives: December 2011

More Dodd-Frank changes

Posted on December 26, 2011 by cindihill

SEC Adopts Net Worth Standard for Accredited Investors Under Dodd-Frank Act The Securities and Exchange Commission has amended its rules to exclude the value of a person’s home from net worth calculations used to determine whether an individual may invest … Continue reading →

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Cindi obtains designation!

Posted on December 20, 2011 by cindihill

Cindi Hill of Hill Compliance Advisors has completed the requirements of the NRS Investment Adviser Certified Compliance Professionalsm (IACCPsm) Program.  As a newly certified Investment Adviser Certified Compliance Professionalsm (IACCPsm), she is authorized to use the IACCPsm certification marks. The … Continue reading →

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IARD – Past Due email

Posted on December 14, 2011 by cindihill

You may have received an email today from FINRA/IARD.  The Subject line is Org#xxxxxx  – Past Due: FINRA Entitlement User Accounts Certification.  The body of the  email is “past due text”.  If you have received this email, please disregard.  If … Continue reading →

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