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Monthly Archives: April 2020
SEC COVID-19 FAQ re PPP Loans
The SEC has come out with an FAQ regarding the disclosure of PPP loans. Please read below. If you are a client and need to have your ADV Part 2A updated to include a PPP disclosure, please let me know. … Continue reading
Posted in Uncategorized
Tagged ADV Part 2, compliance, Coronavirus, COVID-19, IA regulations, PPP loans
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Coronavirus and Fraud
Be aware that opportunistic criminals are using the coronavirus pandemic to steal people’s money and identities. Here are some of the strategies you should be aware of: Outbreak maps. Don’t click on any link that purports to show a … Continue reading
Posted in Uncategorized
Tagged Chief Compliance Officer, Coronavirus, cybersecurity, phishing
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Hill Compliance Advisors' Blog 