Monthly Archives: March 2016

Cyber Solution

Posted on March 23, 2016 by cindihill

A cyber solution that has recently come across my desk is Entreda.  Entreda (www.entreda.com) is a cloud-based solution for financial professionals. They assist in the monitoring, remediation and enforcement of cybersecurity policies.  It is an especially good option for those that … Continue reading →

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Annual Updating Amendments

Posted on March 16, 2016 by cindihill

Annual Updating Amendments are due 90 days from the end of the firm’s fiscal year.  With the leap year there is an additional day, so the due date is March 30th NOT March 31st as is typical. For SEC registered … Continue reading →

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10 tips for Protecting Data

Posted on March 2, 2016 by cindihill

From contractual arrangements pertaining to data breach expenses to encryption of data by cloud providers, and from written assurances to insurance, here are 10 tips to protecting and transferring risk. Inventory and Classify Your Data Know what data your firm … Continue reading →

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