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Monthly Archives: March 2018
News regarding DOL Fiduciary Rule
Yesterday, March 15, 2018, the U.S. Court of Appeals for the 5th Circuit voted 2-1 to vacate the DOL Fiduciary Rule. HOWEVER, the effect of the decision only applies to the following three states within the 5th Circuit’s jurisdiction – Louisiana, … Continue reading
Posted in Uncategorized
Tagged compliance, DOL Fiduciary Rule, IA regulations, Investment Advisor
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