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January 2013 M T W T F S S 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Archives
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Monthly Archives: January 2013
Use of Model Performance
On December 18, 2012, the SEC sanctioned an investment adviser and the principal of the investment adviser for several violations regarding their model portfolios and distribution of the model portfolios performance. Reports were generated using a commercial software, but the … Continue reading
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Hill Compliance Advisors' Blog 