Monthly Archives: April 2014

Cybersecurity Sweep Exams

On April 15th the SEC published OCIE Cybersecurity Initiative, a Risk Alert to provide information about its “initiative to assess cybersecurity preparedness in the securities industry.” Included in this Risk Alert is a four page sample list (Appendix) of information … Continue reading

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Heartbleed

Reposted blog courtesy of Trumpet, Inc. As you are probably aware, a major vulnerability in Internet infrastructure (referred to as Heartbleed), was recently identified for OpenSSL, the popular encryption software used by a large percentage of the web (most estimates … Continue reading

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