Monthly Archives: January 2016

Key Cyber concerns

Matthew Chung, managing director/chief information officer of Technology and Information Risk for Morgan Stanley stated at SIFMA’s recent annual meeting.  Three key worries in 2016 for financial services firms will be:  The emergence of ransomware.  In these situations, hackers look … Continue reading

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Disaster Recovery Testing Opportunity today?

For those of you with the winter weather approaching, keep in mind that now might be an opportunity to test your Disaster Recovery Plan.  If you are not able to get to the office, take a look at your plan. … Continue reading

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Annual Updating Amendment deadline change

The deadline for filing your Annual Updating Amendment is 90 days from the end of your fiscal year.  If your fiscal year ends December 31, then your deadline in 2016 is March 30th…not March 31st, because of the leap year. … Continue reading

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