Monthly Archives: October 2023

NASAA Updates: Latest News NASAA Launches Exam Validity Extension Program for Investment Adviser Representatives Oct 31, 2023 11:38 am | Karen Grajales WASHINGTON, D.C. – (October 31, 2023) – The North American Securities Administrators Association (NASAA) today announced the launch … Continue reading →

Hi all – I have a client that has transitioned from TD Ameritrade to Schwab. They are looking for someone that has used both custodians and has used TD and Schwab’s docusign or digital onboarding. They have some questions. If … Continue reading →