Tag Archives: ERISA

The Fiduciary Rule, Distributions and Rollovers

information provided by Fred Reisch blog at FredReisch.com Now that it seems likely that the fiduciary rule and the transition exemptions will continue “as is” until at least July 1, 2019, it’s time to re-visit the fiduciary rule and the … Continue reading

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Advice regarding retirement accounts

As part of its examination sweep, the SEC is sending financial advisers a 13-page information request that includes 75 items.   The document focuses on the recommendations advisers make to rollover funds from a 401(k) account(s) to an individual retirement … Continue reading

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