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Tag Archives: COVID-19
10 Remote Compliance Best Practices
from Cipperman Compliance Services Today, we offer our “Friday List,” an occasional feature summarizing a topic significant to investment management professionals interested in regulatory issues. Our Friday Lists are an expanded “Our Take” on a particular subject, offering our unique … Continue reading
SEC COVID-19 FAQ re PPP Loans
The SEC has come out with an FAQ regarding the disclosure of PPP loans. Please read below. If you are a client and need to have your ADV Part 2A updated to include a PPP disclosure, please let me know. … Continue reading
Posted in Uncategorized
Tagged ADV Part 2, compliance, Coronavirus, COVID-19, IA regulations, PPP loans
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