Tag Archives: Business Continuity

10 Remote Compliance Best Practices

Posted on May 19, 2020 by cindihill

from Cipperman Compliance Services Today, we offer our “Friday List,” an occasional feature summarizing a topic significant to investment management professionals interested in regulatory issues. Our Friday Lists are an expanded “Our Take” on a particular subject, offering our unique … Continue reading →

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Posted on March 16, 2020 by cindihill

 I know these are very tough times, with the markets down and towns going into quarantine mode. Here are a few tips from Jen Goldman of Jen Goldman Consulting, most which you all know.     TIPS:     1. make sure everyone knows … Continue reading →

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Disaster Recovery Plans

Posted on October 25, 2017 by cindihill

With all of the disasters in the past couple of months (hurricane, fires, floods) now is a great time to determine the adequacy of  your Disaster Recovery Plan (“Plan”).  You are required to “test” your  Plan each year.  Riding out … Continue reading →

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Business Continuity Plan – State Requirements

Posted on April 22, 2016 by cindihill

Just spent the last couple of days at the SSG Conference here in San Diego.  There was a lot of discussion and a panel about Business Continuity/Succession Planning.  I thought it might be helpful to post some minimum requirements for a … Continue reading →

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