Modern Compliance book available

I am please to announce that I recently received a copy of Modern Compliance: Best Practices for Securities & Finance.  This book, compiled and edited by David H. Lui and John H. Walsh is a wealth of information on compliance best practices.  Although I have not had a chance to read in its entirety (it is almost 800 pages), being the compliance geek that I am, I am excited about what I have read so far.

If you are interested in what some of the leading compliance professionals have to say about best practices I suggest that you get yourself a copy of the book.  It is available from publisher Wolters Kluwer, cost $275.  They plan to update annually and have an ebook available.

This entry was posted in Uncategorized and tagged , , , , . Bookmark the permalink.

Leave a Reply

Fill in your details below or click an icon to log in: Logo

You are commenting using your account. Log Out /  Change )

Google photo

You are commenting using your Google account. Log Out /  Change )

Twitter picture

You are commenting using your Twitter account. Log Out /  Change )

Facebook photo

You are commenting using your Facebook account. Log Out /  Change )

Connecting to %s