Cybersecurity Guidance

Ahead of Round 2 of the SEC’s Cybersecurity Sweep Exam, we now have guidance regarding what they might be looking for when they come to visit.

They recommend the following:

  • Conduct a periodic assessment to identify potential cybersecurity threats and vulnerabilities so as to better prioritize and mitigate risks.
  • Create a strategy that is designed to prevent, detect and respond to cybersecurity threats.
  • Implement the strategy through written policies and procedures and training that provide guidance to officers and employees.

The entire Guidance Update can be found at http://www.sec.gov/investment/im-guidance-2015-02.pdf

 

Advertisements
This entry was posted in Uncategorized and tagged , , , , . Bookmark the permalink.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s