For those of you planning to spend some of your summer time reviewing your Compliance Manual, here is some assistance. The state of Minnesota has prepared a Checklist to assist those in Minnesota to prepare a compliant manual. This check list is transferrable to other states and to SEC advisers. Here is the link: http://mn.gov/commerce/images/WSPChecklist-for-Examiners.pdf
I hope you find this as helpful as I did.