Investment News Social Media survey

The recent Investment News Social Media survey is interesting, yet not surprising – 58.3% of those responding have uncertainty over compliance and regulatory rules associated with social media.

The SEC “rules” are really guidelines under the heading “National Examination Risk Alert” released in January 2012.  That said, the guidelines are fairly easy to follow and with a Social Media policy, record keeping and monitoring, you can participate in Social Media without fear.

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